This is a really good opportunity for a CONTRACT Compliance Manger to join a NEW Retail Investment (LISP) Business & set up all COMPLIANCE MONITORING processes and plans.
Taking the LEAD , YOU will be overseeing all MONITORING activities, ensuring that this business is in line with REGULATORY requirements and is essentially COMPLIANT.
This is an exceptional chance to really develop your INVESTMENT & WEALTH MANAGEMENT knowledge & experience.
Based in Johannesburg, this CONTRACT(12 MONTH) COMPLIANCE MANAGER role is paying R320 P/H
This big name WEALTH MANAGER is in the process of opening up a BRAND NEW INVESTMENT PLATFORM Business. Driven by customer centricity , digital enablement as well as INTERNATIONAL Technology vendors – they are set to provide their clients with pioneering & ingenious Investment solutions.
It is an absolute rarity in the job market to join a business in its infant stages, having the opportunity to create something from scratch whilst being employed by an award winning Wealth Manager & supported by the LARGEST FINANCIAL SERVICES Group in Africa.
• Support the achievement of the businesses overall compliance mandate.
• Review of the compliance & risk management control environment across the business.
• Support compliance controls review.
• Review all business activities to ensure compliance with applicable regulatory requirements.
• Track & maintain monitoring & audit system.
• Relevant Degree/ Diploma - Accounting, Auditing, Compliance, Economics , Law etc
• Excellent working knowledge of FAIS, FICA, POCA, CIS, LTIA etc
• Solid Compliance Monitoring experience
• Good knowledge of business procedures, rules, process & controls
• Knowledge of an Investment LISP Platform
If you qualify for this role, please email your CV directly to:
firstname.lastname@example.org or cara [at] acuityconsultants.co.za
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We get many responses so please be patient with us and if you have not had a response to your application within 14 days please consider your application to be unsuccessful. To help us respond faster, please can you make sure you read the requirements carefully & ensure your application entails all of the details we need.
***Acuity Consultants are a specialist recruitment agency specializing in IT, SAP, Financial Markets and Analytics Recruitment. For more information and additional vacancies please view our website www.acuityconsultants.co.za